Search Result

241 - 260 of 432 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.1 Application

As Published: 2004

MCOB 9.1 Application

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2