Search Result

181 - 200 of 352 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 5.3 Policy on the use of skilled persons

As Published: 2001

SUP 5.3 Policy on the use of skilled persons

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose