Search Result

41 - 60 of 253 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

COB 10.1 Application

As Published: 2001

COB 10.1 Application

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COB 3.4 Purpose

As Published: 2002

COB 3.4 Purpose

COB 12.1 Application

As Published: 2003

COB 12.1 Application

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose