Search Result

41 - 60 of 371 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.2 Purpose

As Published: 2001

SUP 15.2 Purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2001

SUP 15.5 Core information requirements

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation