Search Result

281 - 300 of 394 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

COB 12.1 Application

As Published: 2003

COB 12.1 Application

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

REC 3.23 Default

As Published: 2001

REC 3.23 Default