Search Result

221 - 240 of 295 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

MAR 1.11 The scope of the market abuse regime

As Published: 2001

MAR 1.11 The scope of the market abuse regime

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

MAR 1.8 Requiring or encouraging

As Published: 2001

MAR 1.8 Requiring or encouraging