Search Result

41 - 60 of 303 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 15.5 Core information requirements

As Published: 2001

SUP 15.5 Core information requirements

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COND 1.3 General

As Published: 2001

COND 1.3 General

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions