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REC 3.21 Criminal offences and civil prohibitions
As Published: 2001
REC 3.21 Criminal offences and civil prohibitions
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REC 3.22 Restriction of, or instruction to close out, open positions
As Published: 2001
REC 3.22 Restriction of, or instruction to close out, open positions
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COLL 9.1 Application and general information
As Published: 2004
COLL 9.1 Application and general information
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REC 6.8 Powers of direction and revocation of recognition orders
As Published: 2001
REC 6.8 Powers of direction and revocation of recognition orders
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COB 10.2 Application of general COB rules
As Published: 2001
COB 10.2 Application of general COB rules
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MCOB 10.3 Formula and assumptions for calculating the APR
As Published: 2004
MCOB 10.3 Formula and assumptions for calculating the APR
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MAR 4.3 Further Support of the Takeover Panel's Functions
As Published: 2001
MAR 4.3 Further Support of the Takeover Panel's Functions
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COB 4.3 Disclosing information about services, fees and commission - packaged products
As Published: 2004
COB 4.3 Disclosing information about services, fees and commission - packaged products
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COLL 7.5 Schemes or sub-funds that are not commercially viable
As Published: 2004
COLL 7.5 Schemes or sub-funds that are not commercially viable
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SUP 17.7 Method of making transaction reports
As Published: 2003
SUP 17.7 Method of making transaction reports
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DISP 3.3 Dismissal of complaints without consideration of the merits
As Published: 2004
DISP 3.3 Dismissal of complaints without consideration of the merits
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MAR 5.3 Notification of establishment of an ATS
As Published: 2004
MAR 5.3 Notification of establishment of an ATS
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MAR 1.11 The scope of the market abuse regime
As Published: 2001
MAR 1.11 The scope of the market abuse regime
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