Search Result

261 - 280 of 302 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers