Search Result

121 - 140 of 378 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules