Search Result

181 - 200 of 379 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations