Search Result

281 - 300 of 321 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports