Search Result

181 - 200 of 461 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose