Search Result

61 - 80 of 366 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 15.6 Inaccurate, false or misleading information

As Published: 2001

SUP 15.6 Inaccurate, false or misleading information

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources