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361 - 380 of 438 items.
REC 3.22 Restriction of, or instruction to close out, open positions
As Published: 2001
REC 3.22 Restriction of, or instruction to close out, open positions
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SUP App 2.7 Capital resources below the level of individual capital guidance
As Published: 2004
SUP App 2.7 Capital resources below the level of individual capital guidance
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APER 3.2 Factors relating to all Statements of Principle
As Published: 2001
APER 3.2 Factors relating to all Statements of Principle
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ICOB 6.3 Notification of cancellation by the retail customer
As Published: 2005
ICOB 6.3 Notification of cancellation by the retail customer
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MAR 1.11 The scope of the market abuse regime
As Published: 2001
MAR 1.11 The scope of the market abuse regime
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MAR 1.10 Statement of policy on penalties
As Published: 2001
MAR 1.10 Statement of policy on penalties
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COB 10.2 Application of general COB rules
As Published: 2001
COB 10.2 Application of general COB rules
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