Search Result

181 - 200 of 260 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

MCOB 2.1 Application

As Published: 2004

MCOB 2.1 Application

MCOB 6.2 Purpose

As Published: 2004

MCOB 6.2 Purpose

MCOB 9.2 Purpose

As Published: 2004

MCOB 9.2 Purpose

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

MAR 1.10 Statement of policy on penalties

As Published: 2001

MAR 1.10 Statement of policy on penalties

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

MCOB 10.1 Application

As Published: 2004

MCOB 10.1 Application