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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

DISP 3.2 The investigation and consideration of complaints by the Ombudsman

As Published: 2002

DISP 3.2 The investigation and consideration of complaints by the Ombudsman

MCOB 9.2 Purpose

As Published: 2004

MCOB 9.2 Purpose

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions