Search Result

181 - 200 of 463 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership