Search Result

141 - 160 of 394 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

CRED 8.3 Version 1 credit unions

As Published: 2004

CRED 8.3 Version 1 credit unions

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

SUP 15.6 Inaccurate, false or misleading information

As Published: 2001

SUP 15.6 Inaccurate, false or misleading information

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements