Search Result

41 - 60 of 392 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

COND 1.3 General

As Published: 2001

COND 1.3 General

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability