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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

MAR 1.8 Requiring or encouraging

As Published: 2001

MAR 1.8 Requiring or encouraging

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

MAR 1.11 The scope of the market abuse regime

As Published: 2001

MAR 1.11 The scope of the market abuse regime

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors