Search Result

181 - 200 of 255 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

MCOB 13.2 Purpose

As Published: 2004

MCOB 13.2 Purpose

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

SUP 15.6 Inaccurate, false or misleading information

As Published: 2001

SUP 15.6 Inaccurate, false or misleading information

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions