Search Result

181 - 200 of 389 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

APER 3.1 Introduction

As Published: 2001

APER 3.1 Introduction

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application