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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

MAR 1.11 The scope of the market abuse regime

As Published: 2001

MAR 1.11 The scope of the market abuse regime

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

MCOB 2.1 Application

As Published: 2004

MCOB 2.1 Application

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

MCOB 6.2 Purpose

As Published: 2004

MCOB 6.2 Purpose

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS