Search Result

321 - 340 of 417 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COB 7.1 Conflict of interest and material interest

As Published: 2001

COB 7.1 Conflict of interest and material interest

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

REC 3.23 Default

As Published: 2001

REC 3.23 Default

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution