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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

MAR 2.5 Pricing

As Published: 2003

MAR 2.5 Pricing

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness