Search Result

261 - 280 of 376 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody