Search Result

141 - 160 of 161 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 6.2 Introduction

As Published: 2001

SUP 6.2 Introduction

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

MAR 1.8 Requiring or encouraging

As Published: 2001

MAR 1.8 Requiring or encouraging

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody