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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

MAR 1.1 Application

As Published: 2002

MAR 1.1 Application

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

MAR 2.5 Pricing

As Published: 2003

MAR 2.5 Pricing

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions