Search Result

161 - 180 of 369 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose