Search Result

281 - 300 of 344 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

MCOB 9.1 Application

As Published: 2004

MCOB 9.1 Application

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications