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You are viewing the version of the document as on 2021-01-29.

regulated institution

any of the following:29

  1. (a) an EEA insurer or UK insurer; or29
  2. (b) an approved credit institution; or 29
  3. (c) a friendly society (not within (a)) which is authorised to carry on insurance business; or 29
  4. (d) a firm whose permission includes dealing in investments as principal with respect to derivatives which are not listed; or29
  5. (e)61 a MiFID investment firm61 whose authorisation (as referred to in article61 5 of6161 MiFID 61 ) authorises it to carry on activities of the kind referred to in (d).529