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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2007-07-01

officer

  1. (1) (in connection with the exercise of the FSA's power to require information) an officer of the FSA, a member of the FSA's staff or an agent of the FSA.
  2. (2) (otherwise) (in relation to a body corporate ) (as defined in section 400(5) of the Act (Offences by bodies corporate etc)) a director, member of the committee of management, chief executive , manager, secretary, or other similar officer of the body, or a person purporting to act in that capacity or a controller of the body.4