arranging
- 4(a) (except in relation to 32a home finance transaction32) arranging (bringing about) deals in investments, making arrangements with a view to transactions in investments or agreeing to carry on either of those regulated activities.910
- (b) (in relation to a regulated mortgage contract) arranging (bringing about) regulated mortgage contracts, making arrangements with a view to regulated mortgage contracts or agreeing to carry on either of those regulated activities;910
- 32(c) (in relation to a home purchase plan) arranging (bringing about) a home purchase plan, making arrangements with a view to a home purchase plan or agreeing to carry on either of those regulated activities.
- 32(d) (in relation to a home reversion plan) arranging (bringing about) a home reversion plan, making arrangements with a view to a home reversion plan or agreeing to carry on either of those regulated activities.
- (e) (in relation to a pension transfer, pension conversion or pension opt-out) making arrangements for a retail client to bring about:159
- (i) (in a pension transfer or pension conversion) the conclusion of all or part of the retail client’s subsisting rights in respect of any safeguarded benefits; or159
- (ii) a pension opt-out.159