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You are viewing the version of the document as on 2021-10-04.

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    2021-10-04

kind of control

1(in relation to a firm) (for the purposes of SUP)):

  1. (a) control arising as a result of holding shares in the firm;
  2. (b) control arising as a result of holding shares in a parent undertaking of the firm;
  3. (c) control arising as a result of the entitlement to exercise or control the exercise of voting power in the firm;
  4. (d) control arising as a result of the entitlement to exercise or control the exercise of voting power in a parent undertaking of the firm;

in this definition, "shares" has the meaning given in the definition of "controller".13