Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  3. Point in time
    2018-12-19

kind of control

1(in relation to a firm) (for the purposes of SUP)):

  1. (a) control arising as a result of holding shares in the firm;
  2. (b) control arising as a result of holding shares in a parent undertaking of the firm;
  3. (c) control arising as a result of the entitlement to exercise or control the exercise of voting power in the firm;
  4. (d) control arising as a result of the entitlement to exercise or control the exercise of voting power in a parent undertaking of the firm;

in this definition, "shares" has the meaning given in the definition of "controller".13