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  2. Point in time
    2013-12-13

approved counterparty

any of the following: 21

  1. (a) an approved credit institution; or 21
  2. (b) a firm whose permission includes dealing in investments as principal with respect to derivatives which are not listed; or21
  3. (c)49 a MiFID investment firm whose authorisation (as referred to in article49 5 of MiFID49) authorises it to carry on activities of the kind referred to in (b); or 21
  4. (d) in respect of a transaction involving a new issue of securities which are to be listed, the issuer or49 a MiFID investment firm49 acting on behalf of the issuer.21