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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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staff being assessed under FIT

(in FIT and in relation to a relevant authorised person):136

  1. (a) any of the following whose fitness is being assessed by the FCA or the relevant authorised person:136
    1. (i) an FCA-approved SMF manager; or136
    2. (ii) a candidate for an FCA-designated senior management function; or136
  2. (b) a person whose fitness to perform an FCA-specified significant harm function is being assessed by the relevant authorised person under section 63F of the Act (Issuing of certificates), whether or not that person is already a certification employee in relation to that FCA-specified significant harm function.136