G430 - Rule-making and Amending Instruments

• FCA 2024/41: Critical Third Parties Instrument 2024

  Chapter: Glossary, SUP, FEES, CTPS

  Effective Date: 12th November 2024

• FCA 2022/31: Consumer Duty Instrument 2022

  Chapter: Glossary, GEN, PRIN, COCON, PROD

  Effective Date: 27th July 2022

• FOS 2021/4: Funeral Plans Instrument 2021

  Chapter: Glossary, SUP, COMP, DISP, SYSC, PRIN, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2021/26: Funeral Plans Instrument 2021

  Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2020/47: Exiting the European Union: Handbook (Amendments) Instrument 2020

  Chapter: Glossary, MCOB, LR, SUP, GEN, SYSC, DTR, COBS, PRIN, DEPP, RCB, BCOBS, COLL, PERG, CONC, EG, PROD, PRR

  Effective Date: 1st October 2020

• FCA 2019/8: Fees (Devolved Authorities Debt Advice Levies) Instrument 2019

  Chapter: Glossary, FEES, CREDS

  Effective Date: 1st March 2019

• FCA 2019/5: Payment Services and Electronic Money (Principles for Businesses and Conduct of Business) Instrument 2019

  Chapter: Glossary, PRIN, BCOBS

  Effective Date: 1st February 2019

• FOS 2018/6: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/56: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018

  Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON

  Effective Date: 28th September 2018

• FCA 2018/32: Fees (Single Financial Guidance Body Levy) Instrument 2018

  Chapter: Glossary, FEES, CREDS

  Effective Date: 3rd July 2018

• FOS 2017/6: Dispute Resolution: MiFID 2 Complaints (Voluntary Jurisdiction) (Financial Ombudsman Service) Insturment 2017

  Chapter: Glossary, DISP

  Effective Date: 12th December 2017

• FCA 2017/6: Fees (Miscellaneous Amendments) (No 9) Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 24th February 2017

• FCA 2016/37: Handbook Administration (No 41) Instrument 2016

  Chapter: Glossary, MAR, DTR, IPRU-INV, SUP, FEES, COMP, SYSC, COBS, IFPRU, CASS, COLL, EG

  Effective Date: 27th May 2016

• FCA 2016/9: Handbook Administration (No 40) Instrument 2016

  Chapter: Glossary, MCOB, PR, LR, IPRU-INV, SUP, GEN, SYSC, MAR, COCON, BCOBS, EG

  Effective Date: 26th February 2016

• FCA 2016/1: Individual Accountability (Extension of Scope) and Whistleblowing (Amendment) Instrument 2016

  Chapter: Glossary, TC, SYSC, IFPRU, COCON

  Effective Date: 4th February 2016

• FCA 2015/46: Accountability and Whistleblowing Instrument 2015

  Chapter: Glossary, SYSC, IFPRU

  Effective Date: 2nd October 2015

• FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014

  Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG

  Effective Date: 27th February 2014

• FCA 2013/6 PRA2013/1: Legal Cutover (FCA and PRA Handbooks (Glossary)) Instrument 2013

  Chapter: Glossary

  Effective Date: 28th February 2013

• FSA 2012/77: Arch cru Funds Consumer Redress Scheme Instrument 2012

  Chapter: CONRED, Glossary, FEES, DEPP

  Effective Date: 13th December 2012