Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options

Content Options

View Options

Alternative versions

  1. Point in time
    2015-12-16

engage in investment activity

    (as defined in section 21(8) of the Act) (Restrictions on financial promotion)):

      1. (a) enter or offer to enter into an agreement the making or performance of which by either party constitutes a controlled activity; or4
      1. (b) exercise any rights conferred by a controlled investment to acquire, dispose of, underwrite or convert a controlled investment.