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You are viewing the version of the document as on 2022-12-13.

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    2022-12-13

commodity and emission allowance dealer

    256a MIFIDPRU investment firm the main business of which consists exclusively of the provision of investment services and/or activities in relation to:

      1. (1) commodity derivatives or commodity derivative contracts referred to in paragraphs 5, 6, 7, 9 and 10 of Part 1 of Schedule 2 to the Regulated Activities Order;
      1. (2) derivatives of emission allowances referred to in paragraph 4 of Part 1 of Schedule 2 to the Regulated Activities Order; or
      1. (3) emission allowances referred to in paragraph 11 of Part 1 of Schedule 2 to the Regulated Activities Order.