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You are viewing the version of the document as on 2023-10-01.

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control functions

  1. (1) (except in 2) has the meaning in article 3 of the Material Risk Takers Regulation 2020.256
  2. (2) (in SYSC 19G) a function (including, but not limited to, a risk management function, compliance function and internal audit function) that is independent from the business units it controls and that is responsible for providing an objective assessment of the firm’s risks, and for reviewing and reporting on those risks.256