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You are viewing the version of the document as on 2023-10-01.

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assets safeguarded and administered

168(in MIFIDPRU) the value of assets, as calculated in accordance with the rules in MIFIDPRU 4.9 (K-ASA requirement), belonging to a client that a firm holds in the course of MiFID business, irrespective of whether those assets appear on the firm’s own balance sheet or are deposited into accounts opened with third parties.