Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2023-07-03.

assets safeguarded and administered

168(in MIFIDPRU) the value of assets, as calculated in accordance with the rules in MIFIDPRU 4.9 (K-ASA requirement), belonging to a client that a firm holds in the course of MiFID business, irrespective of whether those assets appear on the firm’s own balance sheet or are deposited into accounts opened with third parties.