investment advice
150the provision of personal recommendations to a client, either upon the client’s request or at the initiative of the firm, in respect of one or more transactions relating to designated investments.[Note: article 4(1)(4) of MiFID]
You are viewing the version of the document as on 2021-06-25.
150the provision of personal recommendations to a client, either upon the client’s request or at the initiative of the firm, in respect of one or more transactions relating to designated investments.[Note: article 4(1)(4) of MiFID]