UK parent mixed financial holding company
92a mixed financial holding company incorporated in the UK or that has its principal place of business in the UK that:
- (1) is part of an investment firm group; and
- (2) is not a subsidiary of:
- (a) a MIFIDPRU investment firm; or
- (b) an investment holding company or mixed financial holding company that is incorporated in the UK or that has its principal place of business in the UK.