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  1. Point in time
    2015-10-23

IFPRU limited-activity firm

(A) (In the the PRA Handbook):a limited activity firm that meets the following conditions:

  1. (a) it is a FCA-authorised firm;
  2. (b) its head office is in the UK and .
  3. (c) it is not:
    1. (i) an incoming EEA firm;
    2. (ii) an incoming Treaty firm;
    3. (iii) any other overseas firm;
    4. (iv) a designated investment firm;
    5. (v) an insurer; or

(B) (In the FCA Handbook):124a limited activity firm that meets the following conditions:

  1. (a) it is a firm; and
  2. (b) its head office is in the UK and it is not otherwise excluded under IFPRU 1.1.5 R.