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collective portfolio management firm

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collective portfolio management firm

143a firm which:

(a)
1. (i) is a full-scope UK AIFM; and
2. (ii) does not have a Part 4A permission to carry on any regulated activities other than those in connection with, or for the purpose of, managing collective investment undertakings; or
(b) is a UCITS firm that has a Part 4A permission for managing a UCITS.

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