Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2016-07-17

unauthorised AIFM

51a person who is not an authorised person but who is:

  1. (a) a small registered UK AIFM; or
  2. (b) a small registered EEA AIFM, i.e. an EEA AIFM that is a small AIFM that has not opted in to become a full-scope EEA AIFM; or
  3. (c) a full-scope EEA AIFM that is entitled to market an AIF in the United Kingdom following a notification under regulation 57 of the AIFMD UK regulation; or
  4. (d) an small non-EEA AIFM that is entitled to market an AIF in the United Kingdom following a notification under regulation 58 of the AIFMD UK regulation; or
  5. (e) an above-threshold non-EEA AIFM to which the requirement at regulation 59(3) of the AIFMD UK regulation applies; or
  6. (f) a full-scope EEA AIFM that is exercising a right to market an AIF in the United Kingdom arising out of the EuSEF regulation or the EuVECA regulation.