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  2. Point in time
    2017-12-31

FCA governing functions

any of the following FCA controlled functions:83

  1. (a) (for relevant authorised persons) FCA controlled functions SMF3 and SMF13 in Parts 1 and 3 92of the table in SUP 10C.4.3R (Table of 85 FCA-designated senior management 85functions for relevant authorised persons); 83
  2. 83(b) (for a Solvency II firm, including a large non-directive insurer) FCA controlled functions CF1, CF2a, CF2b, CF5 and, for large non-directive insurers only, CF690, in Part 2 of the table of FCA controlled functions; and8385
  3. (c) (for a small non-directive insurer) FCA controlled functions CF1, CF3, CF5 and CF6 in Part 2 of the table of FCA controlled functions; and90
  4. (d)90 (for other firms and appointed representatives) FCA controlled functions 1 to 6 in Part 1 of the table of FCA controlled functions.85